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What exactly does "effectful" mean

Time and again I read the term effectful, but I am still unable to give a clear definition of what it means. I assume the correct context is effectful computations, but I've also seen the term effectful values)

I used to think that effectful means having side effects. But in Haskell there are no side-effects (except to some extent IO). Still there are effectful computations all over the place.

Then I read that monads are used to create effectful computations. I can somewhat understand this in the context of the State Monad. But I fail to see any side-effect in the Maybe monad. In general it seems to me, that Monads which wrap a function-like thing are easier to see as producing side-effects than Monads which just wrap a value.

When it comes to Applicative functors I am even more lost. I always saw applicative functors as a way to map a function with more than one argument. I cannot see any side-effect here. Or is there a difference between effectful and with effects?

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Martin Drautzburg Avatar asked Oct 28 '15 08:10

Martin Drautzburg


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What does Effectful mean?

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2 Answers

A side effect is an observable interaction with its environment (apart from computing its result value). In Haskell, we try hard to avoid functions with such side effects. This even applies to IO actions: when an IO action is evaluated, no side effects are performed, they are executed only when the actions prescribed in the IO value are executed within main.

However, when working with abstractions that are related to composing computations, such as applicative functors and monads, it's convenient to somewhat distinguish between the actual value and the "rest", which we often call an "effect". In particular, if we have a type f of kind * -> *, then in f a the a part is "the value" and whatever "remains" is "the effect".

I intentionally quoted the terms, as there is no precise definition (as far as I know), it's merely a colloquial definition. In some cases there are no values at all, or multiple values. For example for Maybe the "effect" is that there might be no value (and the computation is aborted), for [] the "effect" is that there are multiple (or zero) values. For more complex types this distinction can be even more difficult.

The distinction between "effects" and "values" doesn't really depend on the abstraction. Functor, Applicative and Monad just give us tools what we can do with them (Functors allow to modify values inside, Applicatives allow to combine effects and Monads allow effects to depend on the previous values). But in the context of Monads, it's somewhat easier to create a mental picture of what is going on, because a monadic action can "see" the result value of the previous computation, as witnessed by the

(>>=) :: m a -> (a -> m b) -> m b 

operator: The second function receives a value of type a, so we can imagine "the previous computation had some effect and now there is its result value with which we can do something".

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Petr Avatar answered Sep 19 '22 21:09

Petr


In support of Petr Pudlák's answer, here is an argument concerning the origin of the broader notion of "effect" espoused there.

The phrase "effectful programming" shows up in the abstract of McBride and Patterson's Applicative Programming with Effects, the paper which introduced applicative functors:

In this paper, we introduce Applicative functors — an abstract characterisation of an applicative style of effectful programming, weaker than Monads and hence more widespread.

"Effect" and "effectful" appear in a handful of other passages of the paper; these ocurrences are deemed unremarkable enough not to require an explicit clarification. For instance, this remark is made just after the definition of Applicative is presented (p. 3):

In each example, there is a type constructor f that embeds the usual notion of value, but supports its own peculiar way of giving meaning to the usual applicative language [...] We correspondingly introduce the Applicative class:

[A Haskell definition of Applicative]

This class generalises S and K [i.e. the S and K combinators, which show up in the Reader/function Applicative instance] from threading an environment to threading an effect in general.

From these quotes, we can infer that, in this context:

  • Effects are the things that Applicative threads "in general".

  • Effects are associated with the type constructors that are given Applicative instances.

  • Monad also deals with effects.

Following these leads, we can trace back this usage of "effect" back to at least Wadler's papers on monads. For instance, here is a quote from page 6 of Monads for functional programming:

In general, a function of type a → b is replaced by a function of type a → M b. This can be read as a function that accepts an argument of type a and returns a result of type b, with a possible additional effect captured by M. This effect may be to act on state, generate output, raise an exception, or what have you.

And from the same paper, page 21:

If monads encapsulate effects and lists form a monad, do lists correspond to some effect? Indeed they do, and the effect they correspond to is choice. One can think of a computation of type [a] as offering a choice of values, one for each element of the list. The monadic equivalent of a function of type a → b is a function of type a → [b].

The "correspond to some effect" turn of phrase here is key. It ties back to the more straightforward claim in the abstract:

Monads provide a convenient framework for simulating effects found in other languages, such as global state, exception handling, output, or non-determinism.

The pitch is that monads can be used to express things that, in "other languages", are typically encoded as side-effects -- that is, as Petr Pudlák puts it in his answer here, "an observable interaction with [a function's] environment (apart from computing its result value)". Through metonymy, that has readily led to "effect" acquiring a second meaning, broader than that of "side-effect" -- namely, whatever is introduced through a type constructor which is a Monad instance. Over time, this meaning was further generalised to cover other functor classes such as Applicative, as seen in McBride and Patterson's work.

In summary, I consider "effect" to have two reasonable meanings in Haskell parlance:

  • A "literal" or "absolute" one: an effect is a side-effect; and

  • A "generalised" or "relative" one: an effect is a functorial context.

On occasion, avoidable disagreements over terminology happen when each of the involved parties implicitly assumes a different meaning of "effect". Another possible point of contention involves whether it is legitimate to speak of effects when dealing with Functor alone, as opposed to subclasses such as Applicative or Monad (I believe it is okay to do so, in agreement with Petr Pudlák's answer to Why can applicative functors have side effects, but functors can't?).

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duplode Avatar answered Sep 18 '22 21:09

duplode